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Date/Time
Date(s) - 02/14/2023
3:00 pm - 4:30 pm
Location
San Francisco Italian Athletic Club
Categories
Panelists: Thu Ta, Regulatory Counsel, Examination Program, SEC’s San Francisco Regional Office
Tate Gordinier, CPA, Financial Institutions Examiner, California Department of Financial Protection & Innovation (DFPI), Broker-Dealer/Investment Advisor Division
Details/Register